Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$979K ﹤0.01%
141,691
+400
552
$976K ﹤0.01%
15,902
-300
553
$975K ﹤0.01%
1,827
-200
554
$971K ﹤0.01%
73,903
555
$969K ﹤0.01%
30,902
-100
556
$968K ﹤0.01%
186,526
+529
557
$957K ﹤0.01%
31,275
558
$957K ﹤0.01%
16,280
+119
559
$956K ﹤0.01%
813
+92
560
$956K ﹤0.01%
79,206
-2,500
561
$955K ﹤0.01%
15,509
-100
562
$950K ﹤0.01%
15,847
563
$949K ﹤0.01%
45,059
+809
564
$945K ﹤0.01%
20,622
-2,493
565
$943K ﹤0.01%
20,146
+100
566
$942K ﹤0.01%
6,311
-300
567
$941K ﹤0.01%
30,313
568
$939K ﹤0.01%
109,498
-483
569
$937K ﹤0.01%
19,437
570
$929K ﹤0.01%
26,174
-2,700
571
$929K ﹤0.01%
28,125
-9
572
$928K ﹤0.01%
6,007
+3
573
$928K ﹤0.01%
16,605
+201
574
$920K ﹤0.01%
27,219
575
$918K ﹤0.01%
9,450
+400