Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$664K ﹤0.01%
+251,665
552
$663K ﹤0.01%
+23,054
553
$663K ﹤0.01%
+89,034
554
$663K ﹤0.01%
34,717
+19,150
555
$662K ﹤0.01%
24,126
+24,026
556
$661K ﹤0.01%
11,684
+8,472
557
$660K ﹤0.01%
+66,893
558
$659K ﹤0.01%
5,587
+821
559
$658K ﹤0.01%
13,324
+6,994
560
$654K ﹤0.01%
42,131
+17,284
561
$652K ﹤0.01%
7,318
-2,694
562
$647K ﹤0.01%
+2,898
563
$643K ﹤0.01%
12,378
-10,909
564
$643K ﹤0.01%
30,050
+4,186
565
$642K ﹤0.01%
118,297
+12,559
566
$642K ﹤0.01%
+12,950
567
$642K ﹤0.01%
10,986
-63,210
568
$641K ﹤0.01%
+3,209
569
$640K ﹤0.01%
112,743
+15,373
570
$639K ﹤0.01%
11,897
+6,274
571
$639K ﹤0.01%
+4,797
572
$638K ﹤0.01%
2,790
+2,777
573
$636K ﹤0.01%
57,422
+24,040
574
$633K ﹤0.01%
45,330
+31,073
575
$629K ﹤0.01%
4,328
-3,024