Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$371K ﹤0.01%
4,887
+4,721
552
$370K ﹤0.01%
+3,064
553
$368K ﹤0.01%
33,978
+29,065
554
$367K ﹤0.01%
+5,477
555
$365K ﹤0.01%
158,411
+148,909
556
$365K ﹤0.01%
21,695
+7,349
557
$364K ﹤0.01%
12,737
+9,129
558
$363K ﹤0.01%
29,500
+12,151
559
$362K ﹤0.01%
+3,273
560
$360K ﹤0.01%
21,109
+20,774
561
$358K ﹤0.01%
22,667
+18,432
562
$356K ﹤0.01%
2,662
-11,047
563
$352K ﹤0.01%
10,945
+5,360
564
$352K ﹤0.01%
4,447
-33,357
565
$351K ﹤0.01%
323,616
+305,072
566
$351K ﹤0.01%
23,795
+21,224
567
$351K ﹤0.01%
+2,842
568
$350K ﹤0.01%
16,088
-147,254
569
$349K ﹤0.01%
38,895
+26,362
570
$347K ﹤0.01%
34,016
+9,663
571
$345K ﹤0.01%
+4,927
572
$344K ﹤0.01%
9,488
-3,144
573
$344K ﹤0.01%
8,308
-32,217
574
$344K ﹤0.01%
5,508
-83
575
$343K ﹤0.01%
+59,621