Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$365K ﹤0.01%
+21,861
552
$363K ﹤0.01%
10,294
+6,863
553
$362K ﹤0.01%
+11,178
554
$362K ﹤0.01%
8,972
+8,072
555
$359K ﹤0.01%
+3,417
556
$359K ﹤0.01%
5,306
+4,805
557
$356K ﹤0.01%
6,140
-16,785
558
$356K ﹤0.01%
6,420
-7,893
559
$355K ﹤0.01%
+7,317
560
$354K ﹤0.01%
9,863
-45,545
561
$353K ﹤0.01%
5,543
+4,800
562
$353K ﹤0.01%
24,419
+17,916
563
$351K ﹤0.01%
3,610
-324
564
$346K ﹤0.01%
9,673
+4,814
565
$345K ﹤0.01%
+6,278
566
$344K ﹤0.01%
20,729
+17,915
567
$342K ﹤0.01%
5,243
+4,955
568
$342K ﹤0.01%
+3,560
569
$341K ﹤0.01%
29,409
-6,758
570
$340K ﹤0.01%
+2,292
571
$340K ﹤0.01%
+2,008
572
$340K ﹤0.01%
8,290
+6,291
573
$336K ﹤0.01%
21,376
+9,483
574
$336K ﹤0.01%
+17,107
575
$335K ﹤0.01%
7,081
-10,896