Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
551
$173K 0.01%
+66
552
$171K 0.01%
5,462
+2,946
553
$171K 0.01%
2,868
-1,517
554
$171K 0.01%
+8,467
555
$170K 0.01%
+10,244
556
$170K 0.01%
12,715
+1,751
557
$169K 0.01%
+6,343
558
$169K 0.01%
+6,263
559
$167K 0.01%
8,296
+1,954
560
$165K 0.01%
15,056
-5,118
561
$164K 0.01%
2,302
+181
562
$163K 0.01%
3,596
+1,364
563
$163K 0.01%
+120
564
$163K 0.01%
5,513
-1,448
565
$162K 0.01%
4,937
+4,865
566
$162K 0.01%
2,500
-27,450
567
$161K 0.01%
4,879
+3,782
568
$159K 0.01%
7,841
+4,208
569
$159K 0.01%
2,465
-835
570
$159K 0.01%
25,815
+17,628
571
$158K 0.01%
1,706
+509
572
$158K 0.01%
+23,082
573
$157K 0.01%
7,486
+6,715
574
$157K 0.01%
6,776
-3,212
575
$157K 0.01%
2,458
-4,469