We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $184B Turnover 28.44%
1-Year Est. Return 51.71%
 

Simplex Trading is a market maker that trades for its own account, mainly in US stock options and options on futures, using software it builds itself. Its work pairs software developers with data-driven traders. It was founded in Chicago in 2004, and Erik Swanson, who joined straight out of college as a trader, has been its chief executive since 2014. It also invests in early-stage financial and technology start-ups.

This Fund
S&P 500
This Quarter Est. Return
+5.12%
1 Year Est. Return
+51.71%
3 Year Est. Return
+194.66%
5 Year Est. Return
+164.83%
10 Year Est. Return
+968.67%
AUM
$1.5B
AUM Growth
+$242M
Cap. Flow
+$147M
Cap. Flow %
9.83%
Top 10 Hldgs %
18.61%
Holding
7,153
New
1,584
Increased
2,321
Reduced
1,708
Closed
1,363
Avg Time Held Equity + Options
0.7 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.3 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.59%
2 Healthcare 6.94%
3 Technology 6.79%
4 Communication Services 6.76%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
IO
5651
CALL
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
+129
New +$966
2016 Q2
0 quarters
HNSN
5652
CALL
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$1K ﹤0.01%
+10
New +$38
2016 Q2
0 quarters
CJES
5653
CALL
DELISTED
C&J ENERGY SVCS LTD
CJES
$1K ﹤0.01%
+138
New +$129
2016 Q2
0 quarters
STRZA
5654
PUT
DELISTED
Starz - Series A
STRZA
$1K ﹤0.01%
124
-4
-3% -$106
2015 Q3
3 quarters
ASCMA
5655
PUT
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1K ﹤0.01%
26
– –
2016 Q1
1 quarter
FBC
5656
PUT
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1K ﹤0.01%
19
+1
+6% +$23
2016 Q1
1 quarter
DENT
5657
CALL
DELISTED
AdvisorShares Dent Tactical ETF
DENT
$1K ﹤0.01%
+74
New +$1K
2016 Q2
0 quarters
DENT
5658
PUT
DELISTED
AdvisorShares Dent Tactical ETF
DENT
$1K ﹤0.01%
108
-46
-30% -$426
2016 Q1
1 quarter
RAS
5659
CALL
DELISTED
RAIT Financial Trust
RAS
$1K ﹤0.01%
+56
New +$171
2016 Q2
0 quarters
TYC
5660
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
15
-5
-25% -$210
2015 Q1
5 quarters
PUA
5661
CALL
DELISTED
POWERSHARES GLOBAL EXCH TRD FD DYNAMIC ASIA PAC OPPORT PORTF
PUA
$1K ﹤0.01%
56
+51
+1,020% +$911
2016 Q1
1 quarter
HTGCR
5662
CALL
DELISTED
HERCULES TECHNOLOGY GROWTH CAP INC TRANS RGTS TO PUR COM STK
HTGCR
$1K ﹤0.01%
+35
New +$1K
2016 Q2
0 quarters
CA icon
5663
PUT
DELISTED
CA, Inc.
CA
$1K ﹤0.01%
11
+1
+10% +$31
2015 Q3
3 quarters
KNL
5664
PUT
DELISTED
Knoll, Inc.
KNL
$1K ﹤0.01%
40
– –
2016 Q1
1 quarter
YELL
5665
PUT
DELISTED
Yellow Corporation Common Stock
YELL
$1K ﹤0.01%
6
-26
-81% -$232
2014 Q4
6 quarters
SBNY
5666
CALL
DELISTED
Signature Bank
SBNY
$1K ﹤0.01%
35
-158
-82% -$21.1K
2014 Q4
6 quarters
UFS
5667
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
$1K ﹤0.01%
20
-22
-52% -$846
2016 Q1
1 quarter
UFS
5668
PUT
DELISTED
DOMTAR CORPORATION (New)
UFS
$1K ﹤0.01%
85
-35
-29% -$1.35K
2015 Q3
3 quarters
QADA
5669
DELISTED
QAD Inc.
QADA
$1K ﹤0.01%
79
-321
-80% -$6.33K
2016 Q1
1 quarter
ORBC
5670
CALL
DELISTED
ORBCOMM, Inc.
ORBC
$1K ﹤0.01%
+128
New +$1.24K
2016 Q2
0 quarters
BDCS
5671
PUT
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$1K ﹤0.01%
+18
New +$366
2016 Q2
0 quarters
VVUS
5672
PUT
DELISTED
Vivus Inc
VVUS
– –
0
– –
2016 Q2
0 quarters
WLH
5673
PUT
DELISTED
WILLIAM LYON HOMES
WLH
$1K ﹤0.01%
16
-40
-71% -$612
2016 Q1
1 quarter
BAS
5674
DELISTED
Basis Energy Services, Inc.
BAS
$1K ﹤0.01%
+2
New +$2.58K
2016 Q1
1 quarter
TRCO
5675
PUT
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$1K ﹤0.01%
16
-19
-54% -$736
2016 Q1
1 quarter

Similar funds

Simplex Trading's Q2 2016 Portfolio in Review

As of Q2 2016, Simplex Trading held 7,153 positions worth $1.5B, up 19% from $1.25B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Simplex Trading deployed $147M of net new capital in Q2 2016, opening 1,584 new positions and adding to 2,321 existing holdings. Its largest new stake was Biogen: 56,467 shares worth $13.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 60% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Broadcom, an estimated $36.7M trimmed.

  • Simplex Trading's largest Q2 2016 buy was Biogen: 56,467 shares worth $13.7M.
  • Simplex Trading added most to LinkedIn Corporation in Q2 2016, an estimated $21.4M increase.
  • Simplex Trading's biggest Q2 2016 reduction was Broadcom, cutting an estimated $36.7M.
  • Simplex Trading fully exited Alphabet (Google) Class C in Q2 2016, selling an estimated $20.1M.
  • Simplex Trading's ten largest holdings make up 19% of its $1.5B portfolio in Q2 2016.
  • Simplex Trading opened 1,584 new positions and closed 1,363 in Q2 2016.
  • Simplex Trading's portfolio value rose 19% quarter-over-quarter to $1.5B.

Based on Simplex Trading's 13F filing for Q2 2016, filed 18 Jul 2016.