Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$546K ﹤0.01%
+130
527
$545K ﹤0.01%
+33,345
528
$543K ﹤0.01%
+14,094
529
$539K ﹤0.01%
+2,465
530
$538K ﹤0.01%
39,144
+22,248
531
$536K ﹤0.01%
48,566
-3,605
532
$535K ﹤0.01%
1,912
-3,541
533
$534K ﹤0.01%
7,723
+5,285
534
$533K ﹤0.01%
+9,100
535
$532K ﹤0.01%
104,915
+56,193
536
$529K ﹤0.01%
8,015
-4,643
537
$527K ﹤0.01%
54,838
-12,656
538
$521K ﹤0.01%
27,423
-86,019
539
$520K ﹤0.01%
5,587
+4,693
540
$520K ﹤0.01%
4,743
+1,738
541
$517K ﹤0.01%
4,602
-3,808
542
$517K ﹤0.01%
+9,334
543
$516K ﹤0.01%
+28,642
544
$515K ﹤0.01%
+8,673
545
$513K ﹤0.01%
8,656
+5,903
546
$512K ﹤0.01%
44,291
+30,610
547
$512K ﹤0.01%
13,230
+12,190
548
$511K ﹤0.01%
24,821
+24,575
549
$511K ﹤0.01%
108,574
-297,338
550
$510K ﹤0.01%
+9,500