Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$1.03M ﹤0.01%
49,232
+5,498
527
$1.03M ﹤0.01%
102,496
-5,338
528
$1.03M ﹤0.01%
3,237
+817
529
$1.03M ﹤0.01%
5,376
530
$1.02M ﹤0.01%
11,095
531
$1.02M ﹤0.01%
2,359
-471
532
$1.02M ﹤0.01%
50,370
533
$1.02M ﹤0.01%
11,422
+70
534
$1.02M ﹤0.01%
1,543
535
$1.01M ﹤0.01%
35,054
536
$1.01M ﹤0.01%
10,934
-12
537
$1.01M ﹤0.01%
12,114
538
$1M ﹤0.01%
16,625
-19
539
$1M ﹤0.01%
76,753
+751
540
$1M ﹤0.01%
253,130
541
$1M ﹤0.01%
16,940
-2,000
542
$1M ﹤0.01%
119,504
-100
543
$997K ﹤0.01%
80,502
-4,542
544
$995K ﹤0.01%
55,816
-50
545
$995K ﹤0.01%
54,765
546
$985K ﹤0.01%
73,319
547
$984K ﹤0.01%
26,875
+400
548
$983K ﹤0.01%
64,305
+2,700
549
$983K ﹤0.01%
32,911
550
$980K ﹤0.01%
3,884
+103