Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$735K ﹤0.01%
+2,814
527
$733K ﹤0.01%
25,156
-19,565
528
$730K ﹤0.01%
20,682
+19,959
529
$727K ﹤0.01%
10,807
+9,057
530
$726K ﹤0.01%
+12,884
531
$725K ﹤0.01%
7,596
+3,888
532
$723K ﹤0.01%
12,663
+10,934
533
$721K ﹤0.01%
117,522
+117,472
534
$714K ﹤0.01%
+63,937
535
$713K ﹤0.01%
+9,950
536
$711K ﹤0.01%
3,567
+1,763
537
$709K ﹤0.01%
4,970
+1,031
538
$707K ﹤0.01%
85,875
+51,887
539
$702K ﹤0.01%
30,660
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540
$701K ﹤0.01%
3,571
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541
$701K ﹤0.01%
69,716
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542
$696K ﹤0.01%
64,930
+48,170
543
$689K ﹤0.01%
46,708
-37,496
544
$686K ﹤0.01%
184,541
+178,714
545
$681K ﹤0.01%
26,667
-11,196
546
$680K ﹤0.01%
+1,674
547
$677K ﹤0.01%
3,742
-9,954
548
$672K ﹤0.01%
1,632
+1,076
549
$666K ﹤0.01%
10,391
-10,504
550
$664K ﹤0.01%
+19,650