Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$276K ﹤0.01%
37,889
+25,386
527
$274K ﹤0.01%
+5,214
528
$273K ﹤0.01%
32,461
-24,548
529
$273K ﹤0.01%
5,241
+4,837
530
$272K ﹤0.01%
1,131
-443
531
$271K ﹤0.01%
+6,981
532
$271K ﹤0.01%
7,338
+3,152
533
$269K ﹤0.01%
+3,665
534
$269K ﹤0.01%
+15,009
535
$268K ﹤0.01%
28,530
+27,266
536
$268K ﹤0.01%
5,907
+3,179
537
$267K ﹤0.01%
12,622
-22,127
538
$266K ﹤0.01%
10,207
-57,379
539
$265K ﹤0.01%
4,989
+4,167
540
$263K ﹤0.01%
+23,740
541
$263K ﹤0.01%
21,521
-4,593
542
$261K ﹤0.01%
+5,781
543
$261K ﹤0.01%
+4,267
544
$261K ﹤0.01%
+8,638
545
$261K ﹤0.01%
+1,627
546
$260K ﹤0.01%
29,874
+29,583
547
$259K ﹤0.01%
2,516
+2,003
548
$258K ﹤0.01%
44,401
+28,100
549
$257K ﹤0.01%
+7,821
550
$256K ﹤0.01%
10,425
+10,279