Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
526
$410K ﹤0.01%
1,111
+684
527
$410K ﹤0.01%
7,842
+7,409
528
$410K ﹤0.01%
5,926
+5,029
529
$410K ﹤0.01%
+13,705
530
$407K ﹤0.01%
+4,904
531
$406K ﹤0.01%
35,300
+33,990
532
$404K ﹤0.01%
9,163
+4,697
533
$404K ﹤0.01%
2,994
-32,665
534
$404K ﹤0.01%
+15,740
535
$404K ﹤0.01%
3,639
-8,898
536
$402K ﹤0.01%
+7,368
537
$400K ﹤0.01%
+5,937
538
$396K ﹤0.01%
8,676
-18,318
539
$396K ﹤0.01%
4,132
+3,761
540
$395K ﹤0.01%
+4,539
541
$394K ﹤0.01%
18,069
+6,950
542
$391K ﹤0.01%
1,585
-2,735
543
$391K ﹤0.01%
+17,406
544
$391K ﹤0.01%
20,711
-10,941
545
$388K ﹤0.01%
+19,644
546
$387K ﹤0.01%
22,210
+16,605
547
$385K ﹤0.01%
22,502
+20,033
548
$384K ﹤0.01%
3,059
+2,911
549
$384K ﹤0.01%
+2,666
550
$382K ﹤0.01%
11,018
+9,936