Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$768K ﹤0.01%
3,862
-5,286
502
$764K ﹤0.01%
11,349
-5,710
503
$763K ﹤0.01%
+9,746
504
$757K ﹤0.01%
20,140
-38,356
505
$756K ﹤0.01%
41,760
+32,870
506
$752K ﹤0.01%
109,312
-42,475
507
$752K ﹤0.01%
+66,274
508
$749K ﹤0.01%
106,738
+10,176
509
$749K ﹤0.01%
52,991
-35,280
510
$744K ﹤0.01%
+25,318
511
$742K ﹤0.01%
31,759
-116,349
512
$740K ﹤0.01%
135,685
+135,222
513
$739K ﹤0.01%
23,074
+1,981
514
$738K ﹤0.01%
179,646
-279,857
515
$736K ﹤0.01%
+14,737
516
$733K ﹤0.01%
26,481
-7,493
517
$727K ﹤0.01%
119,913
-18,803
518
$718K ﹤0.01%
241,879
+177,220
519
$716K ﹤0.01%
31,355
+13,976
520
$714K ﹤0.01%
12,418
+10,857
521
$711K ﹤0.01%
80,082
-207,270
522
$711K ﹤0.01%
130,707
+61,690
523
$706K ﹤0.01%
34,826
-15,439
524
$706K ﹤0.01%
46,813
+23,107
525
$702K ﹤0.01%
9,784
+5,188