Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$988K ﹤0.01%
54,236
+25,904
502
$985K ﹤0.01%
18,467
+13,667
503
$969K ﹤0.01%
+55,592
504
$963K ﹤0.01%
13,604
-9,626
505
$955K ﹤0.01%
+2,448
506
$951K ﹤0.01%
14,045
-31,559
507
$951K ﹤0.01%
85,574
-254,688
508
$950K ﹤0.01%
15,498
-48,023
509
$948K ﹤0.01%
185,805
+108,321
510
$944K ﹤0.01%
27,686
+24,203
511
$943K ﹤0.01%
4,443
-1,340
512
$936K ﹤0.01%
25,049
-35,175
513
$935K ﹤0.01%
18,010
-2,873
514
$934K ﹤0.01%
57,981
+54,115
515
$932K ﹤0.01%
33,782
+15,754
516
$909K ﹤0.01%
132,003
+29,598
517
$905K ﹤0.01%
232,848
+157,956
518
$905K ﹤0.01%
27,285
+23,812
519
$903K ﹤0.01%
+37,246
520
$898K ﹤0.01%
70,968
+40,933
521
$897K ﹤0.01%
19,650
-24,180
522
$891K ﹤0.01%
34,523
+12,661
523
$889K ﹤0.01%
+23,668
524
$881K ﹤0.01%
14,540
+466
525
$879K ﹤0.01%
+63,922