Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$790K ﹤0.01%
12,894
+7,732
502
$789K ﹤0.01%
+14,368
503
$788K ﹤0.01%
12,127
-14,239
504
$786K ﹤0.01%
5,585
-9,442
505
$786K ﹤0.01%
76,246
-5,929
506
$780K ﹤0.01%
25,934
-4,541
507
$778K ﹤0.01%
8,087
+7,817
508
$777K ﹤0.01%
19,377
+7,547
509
$776K ﹤0.01%
76,614
+73,982
510
$774K ﹤0.01%
42,192
+13,289
511
$773K ﹤0.01%
+42,340
512
$773K ﹤0.01%
+117,695
513
$770K ﹤0.01%
3,751
-3,989
514
$768K ﹤0.01%
73,810
+41,187
515
$767K ﹤0.01%
35,675
+29,497
516
$763K ﹤0.01%
26,698
-40,000
517
$763K ﹤0.01%
55,278
+46,581
518
$762K ﹤0.01%
14,854
-30,080
519
$761K ﹤0.01%
19,843
+10,238
520
$759K ﹤0.01%
19,034
-28,149
521
$749K ﹤0.01%
31,213
+19,075
522
$746K ﹤0.01%
125,842
+107,069
523
$746K ﹤0.01%
18,442
+4,224
524
$746K ﹤0.01%
37,360
+17,999
525
$743K ﹤0.01%
19,804
+3,652