Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$439K ﹤0.01%
+16,660
502
$439K ﹤0.01%
19,017
+15,189
503
$436K ﹤0.01%
16,041
-53,589
504
$433K ﹤0.01%
1,497
-1,754
505
$432K ﹤0.01%
16,718
-18,196
506
$431K ﹤0.01%
22,134
+15,877
507
$430K ﹤0.01%
4,334
+1,621
508
$430K ﹤0.01%
10,300
+8,700
509
$428K ﹤0.01%
11,754
+10,901
510
$427K ﹤0.01%
12,035
+10,650
511
$424K ﹤0.01%
10,155
+3,751
512
$424K ﹤0.01%
+13,344
513
$422K ﹤0.01%
+37,650
514
$422K ﹤0.01%
42,399
+37,722
515
$422K ﹤0.01%
18,368
-76,539
516
$421K ﹤0.01%
146,493
+118,467
517
$421K ﹤0.01%
+45,303
518
$416K ﹤0.01%
12,180
+12,020
519
$415K ﹤0.01%
42,743
-35,750
520
$413K ﹤0.01%
5,229
+2,479
521
$413K ﹤0.01%
4,821
-46,195
522
$413K ﹤0.01%
+46,501
523
$413K ﹤0.01%
19,860
-36,635
524
$413K ﹤0.01%
2,989
+2,595
525
$411K ﹤0.01%
37,054
+32,118