Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$352K ﹤0.01%
3,235
-12,064
502
$352K ﹤0.01%
52,892
-80,785
503
$351K ﹤0.01%
4,805
-7,206
504
$350K ﹤0.01%
978
+733
505
$348K ﹤0.01%
+12,711
506
$347K ﹤0.01%
5,724
-2,351
507
$346K ﹤0.01%
102,446
+90,254
508
$346K ﹤0.01%
21,357
+20,306
509
$346K ﹤0.01%
7,253
-5,364
510
$345K ﹤0.01%
+5,492
511
$343K ﹤0.01%
+14,337
512
$343K ﹤0.01%
51,046
+16,186
513
$342K ﹤0.01%
24,470
+23,070
514
$340K ﹤0.01%
+35,812
515
$340K ﹤0.01%
6,235
-95,106
516
$339K ﹤0.01%
+243
517
$338K ﹤0.01%
+5,240
518
$338K ﹤0.01%
9,271
+3,416
519
$334K ﹤0.01%
1,488
-149
520
$334K ﹤0.01%
10,811
+7,489
521
$333K ﹤0.01%
2,896
+2,058
522
$333K ﹤0.01%
625
-920
523
$331K ﹤0.01%
+4,874
524
$328K ﹤0.01%
+2,418
525
$328K ﹤0.01%
+7,520