Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
501
$214K 0.01%
9,144
-1,673
502
$213K 0.01%
+12,141
503
$213K 0.01%
+6,200
504
$211K 0.01%
455
+235
505
$206K 0.01%
4,416
+1,848
506
$206K 0.01%
7,458
+7,229
507
$204K 0.01%
7,875
+7,445
508
$204K 0.01%
1,879
+1,718
509
$203K 0.01%
7,407
+3,534
510
$203K 0.01%
+87,650
511
$203K 0.01%
2,832
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512
$202K 0.01%
13,533
-2,350
513
$202K 0.01%
8,283
+837
514
$198K 0.01%
+4,038
515
$198K 0.01%
243
+88
516
$198K 0.01%
15,145
-23,041
517
$197K 0.01%
30,736
+30,026
518
$196K 0.01%
51,756
-46,186
519
$195K 0.01%
29,053
+28,500
520
$195K 0.01%
2,708
-6,970
521
$195K 0.01%
+4,435
522
$194K 0.01%
135
-324
523
$193K 0.01%
3,340
-2,750
524
$192K 0.01%
51
+41
525
$192K 0.01%
+17,982