Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$809K 0.02%
+7,606
477
$809K 0.02%
20,413
-99,548
478
$809K 0.02%
30,096
+24,632
479
$807K 0.02%
78,920
+50,826
480
$805K 0.02%
33,591
-104,103
481
$803K 0.02%
47,771
+34,653
482
$800K 0.02%
108,800
+23,718
483
$797K 0.02%
26,453
+26,344
484
$797K 0.02%
4,719
-41,732
485
$797K 0.02%
+15,411
486
$794K 0.02%
+48,768
487
$793K 0.02%
41,384
+30,562
488
$792K 0.02%
7,046
+4,901
489
$788K 0.02%
43,586
-16,153
490
$784K 0.02%
5,781
-749
491
$780K 0.02%
+9,716
492
$778K 0.02%
4,156
-590
493
$777K 0.02%
8,178
-3,956
494
$775K 0.02%
134,893
-5,246
495
$775K 0.02%
12,258
+10,707
496
$773K 0.02%
214,242
-341,429
497
$765K 0.02%
160,178
-24,837
498
$759K 0.02%
10,028
+2,911
499
$758K 0.02%
37,788
-20,061
500
$757K 0.02%
1,869
-4,375