Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$904K ﹤0.01%
+11,033
477
$902K ﹤0.01%
252,757
+180,193
478
$899K ﹤0.01%
46,907
+38,923
479
$899K ﹤0.01%
+65,210
480
$895K ﹤0.01%
+23,579
481
$890K ﹤0.01%
137,880
+40,887
482
$888K ﹤0.01%
+12,379
483
$887K ﹤0.01%
17,247
-5,782
484
$884K ﹤0.01%
+5,128
485
$883K ﹤0.01%
10,444
-31,897
486
$883K ﹤0.01%
12,103
+2,962
487
$878K ﹤0.01%
8,023
-322
488
$876K ﹤0.01%
170,919
+13,302
489
$874K ﹤0.01%
6,420
-14,271
490
$871K ﹤0.01%
75,165
+48,531
491
$871K ﹤0.01%
+15,532
492
$868K ﹤0.01%
48,273
+21,380
493
$865K ﹤0.01%
6,288
+4,354
494
$861K ﹤0.01%
+90,502
495
$861K ﹤0.01%
169,863
-70,336
496
$860K ﹤0.01%
65,998
-473
497
$859K ﹤0.01%
5,238
+1,678
498
$858K ﹤0.01%
+27,076
499
$856K ﹤0.01%
116,627
+112,354
500
$855K ﹤0.01%
60,963
-63,590