Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$852K ﹤0.01%
+11,337
477
$843K ﹤0.01%
4,895
-3,058
478
$841K ﹤0.01%
82,704
+36,234
479
$838K ﹤0.01%
+16,216
480
$831K ﹤0.01%
21,321
-2,802
481
$827K ﹤0.01%
32,499
-48,733
482
$827K ﹤0.01%
10,436
+4,956
483
$818K ﹤0.01%
+40,281
484
$818K ﹤0.01%
62,372
+12,762
485
$817K ﹤0.01%
133,165
-32,924
486
$816K ﹤0.01%
9,598
-5,586
487
$806K ﹤0.01%
+55,615
488
$803K ﹤0.01%
56,126
+33,218
489
$802K ﹤0.01%
+26,893
490
$799K ﹤0.01%
+48,492
491
$797K ﹤0.01%
13,154
+6,952
492
$797K ﹤0.01%
+4,476
493
$794K ﹤0.01%
191,813
+29,527
494
$792K ﹤0.01%
384,821
+146,548
495
$789K ﹤0.01%
31,555
-14,855
496
$784K ﹤0.01%
290,374
+165,040
497
$784K ﹤0.01%
31,242
-9,824
498
$780K ﹤0.01%
5,504
+1,211
499
$777K ﹤0.01%
22,284
+20,635
500
$772K ﹤0.01%
34,660
+33,367