Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$394K ﹤0.01%
26,490
-55,245
477
$393K ﹤0.01%
21,475
+9,371
478
$393K ﹤0.01%
14,176
-2,788
479
$389K ﹤0.01%
+40,508
480
$383K ﹤0.01%
4,148
+1,596
481
$381K ﹤0.01%
28,136
-18,568
482
$381K ﹤0.01%
47,892
+44,263
483
$379K ﹤0.01%
+4,504
484
$379K ﹤0.01%
+1,037
485
$376K ﹤0.01%
22,371
+18,168
486
$376K ﹤0.01%
5,064
+1,594
487
$373K ﹤0.01%
+9,058
488
$372K ﹤0.01%
+40,956
489
$370K ﹤0.01%
99,843
+70,981
490
$369K ﹤0.01%
51,645
+46,496
491
$368K ﹤0.01%
+29,489
492
$362K ﹤0.01%
7,036
-5,826
493
$362K ﹤0.01%
19,523
+10,391
494
$360K ﹤0.01%
+54,877
495
$358K ﹤0.01%
3,731
+2,312
496
$358K ﹤0.01%
+2,327
497
$356K ﹤0.01%
+1,245
498
$355K ﹤0.01%
18,372
-3,675
499
$354K ﹤0.01%
9,823
-3,841
500
$353K ﹤0.01%
7,765
+5,498