Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$383K ﹤0.01%
5,988
+2,645
477
$383K ﹤0.01%
29,053
-10,275
478
$383K ﹤0.01%
+14,820
479
$380K ﹤0.01%
+8,778
480
$379K ﹤0.01%
+25
481
$378K ﹤0.01%
+55,445
482
$378K ﹤0.01%
33,633
+33,409
483
$377K ﹤0.01%
+19,556
484
$377K ﹤0.01%
+3,880
485
$377K ﹤0.01%
27,663
+27,203
486
$375K ﹤0.01%
4,722
-3,423
487
$375K ﹤0.01%
+215
488
$375K ﹤0.01%
+15,240
489
$374K ﹤0.01%
8,025
+5,732
490
$374K ﹤0.01%
1,017
-280
491
$374K ﹤0.01%
15,376
+11,986
492
$373K ﹤0.01%
+4,770
493
$372K ﹤0.01%
16,106
-7,596
494
$371K ﹤0.01%
+2,618
495
$368K ﹤0.01%
+8,500
496
$367K ﹤0.01%
26,200
-4,809
497
$366K ﹤0.01%
27,498
+17,263
498
$365K ﹤0.01%
+14,961
499
$365K ﹤0.01%
6,519
+2,749
500
$360K ﹤0.01%
+4,493