Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$334K ﹤0.01%
8,284
+4,642
477
$332K ﹤0.01%
21,429
+12,464
478
$331K ﹤0.01%
+556
479
$331K ﹤0.01%
2,860
+1,899
480
$329K ﹤0.01%
5,599
-6,617
481
$327K ﹤0.01%
61,919
+50,791
482
$327K ﹤0.01%
9,673
+6,016
483
$325K ﹤0.01%
+3,472
484
$325K ﹤0.01%
8,619
-21,204
485
$319K ﹤0.01%
2,387
-1,001
486
$319K ﹤0.01%
6,335
-672
487
$318K ﹤0.01%
32,683
+19,850
488
$318K ﹤0.01%
1,215
-10,568
489
$317K ﹤0.01%
27,669
-7,319
490
$317K ﹤0.01%
+11,112
491
$315K ﹤0.01%
1,815
+967
492
$314K ﹤0.01%
28,193
+17,031
493
$313K ﹤0.01%
48,375
+45,642
494
$312K ﹤0.01%
+2,876
495
$310K ﹤0.01%
11,618
+6,487
496
$307K ﹤0.01%
+32,292
497
$306K ﹤0.01%
5,415
-680
498
$303K ﹤0.01%
3,320
-2,250
499
$297K ﹤0.01%
27,657
-29,430
500
$296K ﹤0.01%
+4,834