Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
476
$347K 0.02%
3,470
-17,831
477
$347K 0.02%
3,676
+3,592
478
$347K 0.02%
30,369
+29,103
479
$345K 0.02%
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480
$344K 0.01%
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481
$343K 0.01%
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482
$340K 0.01%
6,966
+486
483
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484
$340K 0.01%
139,974
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485
$339K 0.01%
51,419
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486
$339K 0.01%
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-17
487
$339K 0.01%
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488
$339K 0.01%
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489
$338K 0.01%
15,624
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490
$338K 0.01%
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491
$336K 0.01%
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492
$336K 0.01%
5,832
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493
$333K 0.01%
22,398
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494
$333K 0.01%
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495
$331K 0.01%
59,614
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496
$331K 0.01%
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497
$331K 0.01%
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498
$331K 0.01%
49,710
+46,805
499
$330K 0.01%
2,814
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500
$330K 0.01%
4,775
-16,034