Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$21.3M 0.57%
265,915
+38,763
27
$21.1M 0.57%
305,237
+66,227
28
$21M 0.57%
1,011,038
-224,616
29
$20.1M 0.54%
1,382,126
+94,371
30
$19.8M 0.53%
202,277
+143,462
31
$19.3M 0.52%
+88,074
32
$19.1M 0.51%
1,051,640
-4,128
33
$18.8M 0.5%
+333,998
34
$17.7M 0.48%
289,568
-213,451
35
$17.6M 0.48%
104,672
+23,052
36
$17.1M 0.46%
1,246,517
+806,594
37
$16.8M 0.45%
+21,017
38
$14.8M 0.4%
306,415
+142,501
39
$14.5M 0.39%
+319,512
40
$14.4M 0.39%
+97,333
41
$13.1M 0.35%
210,513
+52,081
42
$13M 0.35%
1,215,270
+873,282
43
$13M 0.35%
385,908
-109,412
44
$13M 0.35%
515,960
-366,764
45
$12.7M 0.34%
118,658
+36,984
46
$12.7M 0.34%
36,126
-51,432
47
$12.6M 0.34%
+134,719
48
$12.5M 0.34%
+94,468
49
$12.1M 0.33%
207,861
+56,675
50
$11.8M 0.32%
304,577
+125,506