Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$20.3M 0.01%
+507,587
27
$20.2M 0.01%
133,599
-20,304
28
$19.8M 0.01%
+282,468
29
$19.2M 0.01%
77,224
+48,158
30
$19M 0.01%
336,628
-14,458
31
$18.4M 0.01%
1,741,939
+247,828
32
$18.1M 0.01%
999,949
+455,712
33
$17.9M 0.01%
3,599
-4,777
34
$17.2M 0.01%
90,178
-9,286
35
$17.1M 0.01%
118,269
+86,802
36
$17M 0.01%
455,468
+121,932
37
$16.5M 0.01%
+503,840
38
$15.6M 0.01%
695,344
-11,007
39
$15.2M 0.01%
+30,088
40
$15.2M 0.01%
89,718
+82,792
41
$15M 0.01%
+491,603
42
$15M 0.01%
+33,016
43
$14.7M 0.01%
32,959
+26,143
44
$14.1M 0.01%
537,094
+226,902
45
$14.1M 0.01%
+61,464
46
$13.5M 0.01%
+31,837
47
$13.4M 0.01%
59,998
-13,455
48
$13.4M 0.01%
+163,744
49
$13.3M 0.01%
+22,614
50
$13.1M 0.01%
121,548
-78,530