Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$18.2M 0.01%
+66,210
27
$18.2M 0.01%
351,086
-206,925
28
$18.1M 0.01%
188,224
+128,708
29
$18.1M 0.01%
288,926
-924,321
30
$17.6M 0.01%
199,564
+195,749
31
$17.6M 0.01%
+179,259
32
$17.2M 0.01%
+487,266
33
$16.7M 0.01%
52,818
+32,317
34
$16.6M 0.01%
99,464
+87,898
35
$16.2M 0.01%
136,887
+30,327
36
$16.1M 0.01%
170,216
+113,256
37
$16M 0.01%
706,351
+297,872
38
$14.5M 0.01%
+173,650
39
$14.2M 0.01%
17,098
-4,304
40
$13.5M 0.01%
1,510,857
+1,112,874
41
$13.3M 0.01%
+133,458
42
$13.2M 0.01%
333,536
+147,835
43
$13M 0.01%
200,078
-41,493
44
$12.7M 0.01%
544,237
+235,147
45
$12.7M 0.01%
110,529
-131,860
46
$12.5M 0.01%
120,549
+6,155
47
$12.3M 0.01%
1,494,111
+506,584
48
$12.1M 0.01%
408,416
+23,572
49
$12M 0.01%
87,838
-15,187
50
$11.7M 0.01%
+362,130