Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$27.8M 0.02%
1,673,456
-166,008
27
$27.8M 0.02%
296,021
-24,057
28
$27.3M 0.02%
+503,748
29
$27.2M 0.02%
159,424
+90,278
30
$24.4M 0.01%
189,656
+116,505
31
$23.7M 0.01%
6,532
+5,994
32
$22.4M 0.01%
248,050
-1,613,190
33
$20.2M 0.01%
227,867
+202,330
34
$19.8M 0.01%
150,150
+92,218
35
$19.3M 0.01%
+36,861
36
$19.2M 0.01%
157,252
-655,732
37
$18.3M 0.01%
43,561
+30,646
38
$18.2M 0.01%
576,254
-54,365
39
$17.9M 0.01%
+188,115
40
$17.2M 0.01%
114,255
-725,434
41
$17.1M 0.01%
+105,930
42
$16.8M 0.01%
+1,025,542
43
$16.7M 0.01%
+33,725
44
$15.8M 0.01%
167,310
+50,690
45
$15.4M 0.01%
91,201
-49,630
46
$15.4M 0.01%
+2,106,379
47
$15.3M 0.01%
77,628
+22,091
48
$15.2M 0.01%
+97,092
49
$14.7M 0.01%
+129,137
50
$14.5M 0.01%
128,864
+98,356