Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$22.6M 0.01%
1,774,728
+1,366,254
27
$21.5M 0.01%
+534,529
28
$21M 0.01%
109,307
+105,517
29
$20.4M 0.01%
+196,626
30
$20.2M 0.01%
105,898
-306,498
31
$19.7M 0.01%
113,097
-324,957
32
$19.6M 0.01%
+327,643
33
$19.6M 0.01%
+630,619
34
$18.1M 0.01%
447,522
+44,209
35
$17.4M 0.01%
+352,816
36
$16.8M 0.01%
+66,578
37
$16.5M 0.01%
40,247
+26,073
38
$16M 0.01%
151,474
-151,917
39
$15.1M 0.01%
126,712
+110,097
40
$14.4M 0.01%
1,181,499
+273,710
41
$14.4M 0.01%
153,438
+53,370
42
$13.8M 0.01%
+174,311
43
$13.7M 0.01%
+340,959
44
$13.6M 0.01%
+80,144
45
$13.2M 0.01%
1,157,298
-81,600
46
$12.9M 0.01%
767,232
-983,001
47
$12.8M 0.01%
83,569
-3,184
48
$12.8M 0.01%
925,178
-205,236
49
$12.7M 0.01%
823,890
+356,143
50
$12.6M 0.01%
174,797
-21,359