Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$16.4M 0.63%
+145,954
27
$15.6M 0.6%
18,860
+5,185
28
$15.4M 0.6%
+57,291
29
$15.4M 0.59%
579,462
+245,515
30
$15.3M 0.59%
122,331
-60,762
31
$15M 0.58%
1,214,530
+966,636
32
$14.2M 0.55%
207,189
-434,771
33
$14.2M 0.55%
352,841
-37,373
34
$14.1M 0.55%
98,045
-54,177
35
$13.9M 0.54%
1,154,032
+905,234
36
$13.6M 0.53%
+203,802
37
$13.5M 0.52%
34,956
+2,792
38
$13.3M 0.52%
187,585
-53,474
39
$12.8M 0.49%
38,853
-194,907
40
$12.7M 0.49%
+207,499
41
$12.6M 0.49%
178,856
+75,454
42
$12.3M 0.48%
142,798
-381,734
43
$12.2M 0.47%
1,499,229
+121,530
44
$12M 0.47%
+168,672
45
$11.7M 0.45%
398,118
+275,509
46
$11.6M 0.45%
+87,335
47
$11.5M 0.44%
130,355
+9,018
48
$10.5M 0.41%
102,559
+17,101
49
$10.2M 0.4%
+272,569
50
$10.1M 0.39%
354,469
-234,805