Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$20M 0.02%
335,924
+302,449
27
$18.6M 0.02%
241,059
+240,884
28
$18.3M 0.02%
+699,821
29
$18.1M 0.02%
231,970
-19,954
30
$17.9M 0.02%
127,027
+36,433
31
$17.2M 0.02%
225,583
+102,819
32
$16.7M 0.02%
589,274
+192,681
33
$16.3M 0.02%
227,525
+205,035
34
$16.2M 0.02%
319,952
+309,730
35
$16.2M 0.02%
71,582
+55,136
36
$15.6M 0.02%
719,369
-440,092
37
$15.3M 0.02%
218,859
+179,312
38
$15.3M 0.02%
+142,110
39
$15.3M 0.02%
390,214
+376,596
40
$15.1M 0.02%
553,014
+164,196
41
$14.9M 0.02%
470,005
+369,187
42
$13.8M 0.01%
32,164
+28,667
43
$13.8M 0.01%
46,441
+14,189
44
$13.8M 0.01%
78,690
+60,467
45
$13.4M 0.01%
117,478
+98,175
46
$13.4M 0.01%
125,843
+125,618
47
$13.1M 0.01%
102,669
+4,626
48
$12.5M 0.01%
1,377,699
-1,265,610
49
$11.8M 0.01%
896,240
+542,090
50
$11.6M 0.01%
81,037
+7,033