Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$15.8M 0.01%
221,927
+23,891
27
$15.3M 0.01%
64,018
+18,371
28
$15.1M 0.01%
102,311
-50,100
29
$14.4M 0.01%
805,932
+104,771
30
$14.3M 0.01%
180,666
+128,083
31
$14M 0.01%
64,940
-927
32
$14M 0.01%
33,892
+826
33
$13.9M 0.01%
57,372
+2,769
34
$13.4M 0.01%
99,354
-1,341
35
$12.6M 0.01%
283,866
-8,595
36
$12.3M 0.01%
80,580
+30,201
37
$12.1M 0.01%
98,719
-2,034
38
$12M 0.01%
275,686
-42,975
39
$12M 0.01%
631,646
+25,160
40
$11.9M 0.01%
77,971
-22,737
41
$11.9M 0.01%
24,257
+60
42
$11.9M 0.01%
84,331
-1,668
43
$11.4M 0.01%
49,872
-38
44
$10.9M 0.01%
352,545
+137,712
45
$10.7M 0.01%
77,413
-6,769
46
$10.4M 0.01%
85,321
+14,608
47
$10M 0.01%
80,962
-3,249
48
$9.79M 0.01%
406,274
-59,336
49
$9.61M 0.01%
150,410
-6,041
50
$9.33M 0.01%
22,571