Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$14.2M 0.01%
318,661
-240,228
27
$14M 0.01%
198,036
-41,871
28
$14M 0.01%
65,867
+38,016
29
$13.8M 0.01%
+54,603
30
$13.6M 0.01%
+100,695
31
$13.6M 0.01%
33,066
+28,326
32
$13.5M 0.01%
59,644
+17,159
33
$12.7M 0.01%
701,161
+700,931
34
$12.7M 0.01%
292,461
+265,663
35
$12.4M 0.01%
85,999
+12,358
36
$12.3M 0.01%
100,753
+77,260
37
$12.3M 0.01%
136,642
+108,105
38
$12M 0.01%
84,182
+8,048
39
$11.9M 0.01%
24,197
+17,575
40
$11.7M 0.01%
606,486
+325,936
41
$11.3M 0.01%
465,610
-374,322
42
$11M 0.01%
207,392
+195,221
43
$10.9M 0.01%
45,647
+1,588
44
$10.9M 0.01%
49,910
+40,444
45
$10.5M 0.01%
84,211
+77,298
46
$9.89M 0.01%
+156,451
47
$9.77M 0.01%
+174,313
48
$9.5M 0.01%
55,220
-26,780
49
$9.37M 0.01%
22,571
+21,711
50
$9.19M 0.01%
154,216
+143,409