Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$11.7M 0.02%
5,253
+4,275
27
$11.2M 0.01%
+45,903
28
$11.2M 0.01%
310,062
+51,829
29
$11.2M 0.01%
104,098
+103,998
30
$11.1M 0.01%
384,516
+274,237
31
$11.1M 0.01%
221,533
+136,909
32
$10.9M 0.01%
270,816
+179,903
33
$10.9M 0.01%
+41,802
34
$10.8M 0.01%
59,441
+59,091
35
$10.8M 0.01%
183,825
+147,645
36
$10.7M 0.01%
276,100
+194,530
37
$10.5M 0.01%
215,619
+19,147
38
$10.1M 0.01%
85,851
+69,528
39
$10M 0.01%
440,033
+27,180
40
$9.91M 0.01%
49,563
-6,733
41
$9.87M 0.01%
42,575
-1,158
42
$9.82M 0.01%
135,965
+121,560
43
$9.79M 0.01%
131,060
+19,321
44
$9.05M 0.01%
63,032
+23,317
45
$8.98M 0.01%
79,380
-47,980
46
$8.41M 0.01%
39,193
+26,841
47
$8.4M 0.01%
+124,565
48
$8.05M 0.01%
173,380
+144,612
49
$8.04M 0.01%
243,474
-101,252
50
$7.87M 0.01%
127,574
-196,789