Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$14.1M 0.02%
+199,220
27
$13.9M 0.02%
+448,297
28
$13.9M 0.02%
77,667
+77,167
29
$13M 0.02%
216,508
+53,828
30
$12.9M 0.02%
416,527
+190,689
31
$12.8M 0.02%
523,148
+375,868
32
$12.3M 0.02%
67,309
+67,239
33
$12.2M 0.02%
164,250
+69,914
34
$12.2M 0.02%
85,178
-65,838
35
$12M 0.02%
+444,087
36
$11.8M 0.02%
311,827
+311,117
37
$11.6M 0.02%
178,827
+56,790
38
$11.3M 0.02%
378,094
-280,136
39
$11.1M 0.02%
189,269
-166,733
40
$11M 0.02%
90,250
+14,598
41
$10.7M 0.02%
41,530
+5,204
42
$9.73M 0.02%
+201,509
43
$9.66M 0.02%
167,235
-24,931
44
$9.63M 0.02%
351,482
+323,567
45
$9.42M 0.02%
187,297
+119,533
46
$9.41M 0.02%
553,553
-1,236,339
47
$9.4M 0.02%
119,316
+119,016
48
$8.93M 0.01%
83,255
+27,723
49
$8.7M 0.01%
+68,807
50
$8.51M 0.01%
103,495
-53,360