Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.02B
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,607
New
Increased
Reduced
Closed

Top Buys

1 +$48.9M
2 +$25.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
FDX icon
FedEx
FDX
+$13.6M

Top Sells

1 +$62.1M
2 +$36.4M
3 +$17.5M
4
NFLX icon
Netflix
NFLX
+$16.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.6M

Sector Composition

1 Consumer Discretionary 16.74%
2 Technology 16.32%
3 Healthcare 12.17%
4 Industrials 12.14%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$6.74M 0.02%
86,822
-225,904
27
$6.42M 0.02%
188,364
-734
28
$6.1M 0.02%
+24,348
29
$6.06M 0.02%
+219,690
30
$5.9M 0.02%
211,366
+208,166
31
$5.47M 0.02%
55,897
+13,488
32
$5.27M 0.02%
21,966
-21,759
33
$5.14M 0.01%
+23,249
34
$5.08M 0.01%
+83,280
35
$4.89M 0.01%
47,190
+32,358
36
$4.67M 0.01%
27,469
+9,971
37
$4.5M 0.01%
70,958
+62,532
38
$4.44M 0.01%
+68,563
39
$4.35M 0.01%
+38,087
40
$4.3M 0.01%
25,497
+12,434
41
$4.15M 0.01%
246,850
-206,000
42
$4.05M 0.01%
34,374
+26,675
43
$4.04M 0.01%
25,045
+12,075
44
$4.02M 0.01%
20,491
+14,382
45
$3.86M 0.01%
28,693
+28,513
46
$3.63M 0.01%
81,560
-73,298
47
$3.61M 0.01%
+14,233
48
$3.44M 0.01%
36,180
+6,801
49
$3.41M 0.01%
72,328
+29,642
50
$3.33M 0.01%
256
-218