Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$6.25M 0.51%
93,704
+81,731
27
$5.86M 0.48%
+488,637
28
$5.63M 0.46%
45,906
+20,868
29
$5.6M 0.46%
124,411
+2,882
30
$5.54M 0.45%
+101,341
31
$5.44M 0.44%
114,093
+9,772
32
$5.41M 0.44%
179,451
+2,398
33
$5.18M 0.42%
180,360
+83,588
34
$5.08M 0.41%
74,180
+31,331
35
$5.05M 0.41%
+47,592
36
$4.96M 0.4%
77,556
+68,876
37
$4.93M 0.4%
43,259
+26,327
38
$4.7M 0.38%
31,935
+28,995
39
$4.64M 0.38%
+26,480
40
$4.6M 0.38%
+23,356
41
$4.59M 0.37%
51,986
+51,686
42
$4.51M 0.37%
+99,243
43
$4.41M 0.36%
67,982
+63,854
44
$4.39M 0.36%
38,058
+36,277
45
$4.34M 0.35%
126,458
+110,862
46
$4.32M 0.35%
69,480
-19,361
47
$4.19M 0.34%
+81,172
48
$4.17M 0.34%
110,476
+7,063
49
$4.08M 0.33%
229,224
+228,224
50
$4.02M 0.33%
32,705
-66,284