Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$8.18M 0.03%
+4,121
27
$8.17M 0.03%
459,652
+246,468
28
$8.16M 0.03%
+39,379
29
$7.61M 0.02%
275,868
+91,590
30
$7.2M 0.02%
22,673
+9,651
31
$6.8M 0.02%
32,674
+13,270
32
$6.63M 0.02%
81,274
-28,361
33
$6.44M 0.02%
88,024
+9,716
34
$6.21M 0.02%
117,637
+45,620
35
$6.12M 0.02%
15,633
+4,395
36
$6.11M 0.02%
50,562
+30,313
37
$5.67M 0.02%
44,671
+8,067
38
$5.57M 0.02%
29,103
-4,764
39
$5.5M 0.02%
+107,727
40
$5.43M 0.02%
15,221
+8,287
41
$5.23M 0.02%
112,287
-183,702
42
$5.21M 0.02%
28,874
+24,399
43
$5.14M 0.02%
+123,072
44
$5.13M 0.02%
120,010
+9,775
45
$4.98M 0.02%
25,481
+3,695
46
$4.92M 0.02%
+92,102
47
$4.92M 0.02%
43,614
-4,904
48
$4.86M 0.02%
35,681
+10,764
49
$4.85M 0.02%
12,014
-6,031
50
$4.69M 0.02%
16,626
+1,009