Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$5.45M 0.33%
47,518
+18,712
27
$5.42M 0.32%
35,378
+23,667
28
$5.39M 0.32%
32,520
+4,750
29
$5.37M 0.32%
40,042
+32,037
30
$5.08M 0.3%
17,930
-25,831
31
$5.03M 0.3%
87,210
+42,293
32
$4.9M 0.29%
+91,677
33
$4.79M 0.29%
+41,458
34
$4.69M 0.28%
92,780
+70,570
35
$4.41M 0.26%
114,807
+97,046
36
$4.36M 0.26%
61,848
+8,901
37
$4.34M 0.26%
55,585
-11,500
38
$4.29M 0.26%
+78,860
39
$4.01M 0.24%
+38,085
40
$3.95M 0.24%
+118,440
41
$3.93M 0.23%
45,436
-81,407
42
$3.89M 0.23%
90,420
+89,375
43
$3.84M 0.23%
+35,024
44
$3.79M 0.23%
68,241
-29,251
45
$3.62M 0.22%
249,435
+108,716
46
$3.61M 0.22%
+18,270
47
$3.56M 0.21%
38,432
+35,182
48
$3.53M 0.21%
+40,723
49
$3.53M 0.21%
54,262
+24,305
50
$3.46M 0.21%
+159,803