Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,587
New
Increased
Reduced
Closed

Top Buys

1 +$16.8M
2 +$16.2M
3 +$15.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.3M
5
WFC icon
Wells Fargo
WFC
+$11.9M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.63%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
26
$5.13M 0.35%
40,551
-24,046
27
$4.96M 0.34%
+23,942
28
$4.95M 0.34%
58,002
+50,384
29
$4.71M 0.32%
2,750,320
-1,602,280
30
$4.61M 0.31%
6
+5
31
$4.52M 0.31%
63,332
+46,293
32
$4.51M 0.31%
137,226
+97,089
33
$4.46M 0.3%
43,820
-29,581
34
$4.42M 0.3%
35,509
+12,255
35
$4.27M 0.29%
27,770
+6,209
36
$4.26M 0.29%
+52,947
37
$4.26M 0.29%
34,327
+8,433
38
$4.22M 0.29%
43,734
+16,134
39
$3.82M 0.26%
149,769
+94,598
40
$3.62M 0.25%
+68,740
41
$3.62M 0.25%
13,402
+3,234
42
$3.6M 0.24%
48,583
+34,198
43
$3.5M 0.24%
+43,675
44
$3.45M 0.23%
140,719
-245,069
45
$3.36M 0.23%
88,108
+40,070
46
$3.35M 0.23%
77,820
-58,077
47
$3.32M 0.23%
135,813
+76,912
48
$3.27M 0.22%
+70,190
49
$3.24M 0.22%
+89,385
50
$3.22M 0.22%
31,594
+27,744