Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$972K ﹤0.01%
16,956
+12,656
452
$969K ﹤0.01%
+6,181
453
$967K ﹤0.01%
13,858
+11,378
454
$964K ﹤0.01%
+10,081
455
$962K ﹤0.01%
+53,299
456
$961K ﹤0.01%
145,687
-154,289
457
$956K ﹤0.01%
3,027
-63,183
458
$955K ﹤0.01%
14,203
-20,840
459
$954K ﹤0.01%
+3,421
460
$953K ﹤0.01%
302,669
+242,810
461
$952K ﹤0.01%
+103,398
462
$950K ﹤0.01%
62,336
-2,004
463
$948K ﹤0.01%
+7,095
464
$947K ﹤0.01%
28,155
+18,954
465
$945K ﹤0.01%
+70,627
466
$943K ﹤0.01%
1,483
-42
467
$938K ﹤0.01%
69,680
-80,753
468
$938K ﹤0.01%
+22,429
469
$937K ﹤0.01%
+2,665
470
$927K ﹤0.01%
55,533
-34,546
471
$924K ﹤0.01%
163,367
-89,122
472
$916K ﹤0.01%
9,566
+5,298
473
$911K ﹤0.01%
+2,470
474
$910K ﹤0.01%
9,091
-507
475
$904K ﹤0.01%
28,827
-30,302