Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$926K ﹤0.01%
+31,896
452
$922K ﹤0.01%
72,502
+56,678
453
$921K ﹤0.01%
75,158
+35,735
454
$920K ﹤0.01%
2,443
-3,005
455
$919K ﹤0.01%
3,718
+1,549
456
$917K ﹤0.01%
59,782
-451,695
457
$916K ﹤0.01%
5,766
-3,866
458
$906K ﹤0.01%
35,655
+15,368
459
$896K ﹤0.01%
15,356
+4,394
460
$896K ﹤0.01%
11,653
-1,453
461
$892K ﹤0.01%
100,897
+70,529
462
$890K ﹤0.01%
230,207
-218,097
463
$890K ﹤0.01%
66,471
+24,342
464
$888K ﹤0.01%
117,329
-61,933
465
$887K ﹤0.01%
113,883
+22,258
466
$884K ﹤0.01%
+14,325
467
$881K ﹤0.01%
3,282
-1,157
468
$877K ﹤0.01%
+38,201
469
$877K ﹤0.01%
14,274
-20,155
470
$875K ﹤0.01%
+8,053
471
$872K ﹤0.01%
94,850
+90,002
472
$865K ﹤0.01%
157,617
+108,955
473
$861K ﹤0.01%
+59,150
474
$858K ﹤0.01%
+77,387
475
$853K ﹤0.01%
+20,546