Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$1.27M ﹤0.01%
42,013
452
$1.27M ﹤0.01%
51,352
+200
453
$1.27M ﹤0.01%
36,911
-200
454
$1.27M ﹤0.01%
29,261
-100
455
$1.26M ﹤0.01%
20,859
456
$1.26M ﹤0.01%
234,945
+400
457
$1.25M ﹤0.01%
7,547
-91,517
458
$1.25M ﹤0.01%
2,981
+207
459
$1.25M ﹤0.01%
20,714
460
$1.24M ﹤0.01%
17,226
461
$1.24M ﹤0.01%
26,049
462
$1.24M ﹤0.01%
27,600
+2,483
463
$1.23M ﹤0.01%
34,294
+7,551
464
$1.23M ﹤0.01%
28,016
+900
465
$1.23M ﹤0.01%
10,577
+2,285
466
$1.23M ﹤0.01%
83,335
-21,049
467
$1.23M ﹤0.01%
32,897
+2,200
468
$1.22M ﹤0.01%
343
469
$1.21M ﹤0.01%
35,050
+1,845
470
$1.21M ﹤0.01%
10,075
+3,704
471
$1.21M ﹤0.01%
9,211
472
$1.2M ﹤0.01%
52,944
+17,856
473
$1.19M ﹤0.01%
34,734
474
$1.19M ﹤0.01%
16,477
+1,689
475
$1.19M ﹤0.01%
30,631
+29