Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$883K ﹤0.01%
97,008
+25,481
452
$882K ﹤0.01%
17,248
+16,448
453
$879K ﹤0.01%
24,312
+21,690
454
$878K ﹤0.01%
+99,129
455
$877K ﹤0.01%
+8,882
456
$876K ﹤0.01%
3,190
+2,943
457
$871K ﹤0.01%
2,233
-1,199
458
$865K ﹤0.01%
+2,675
459
$863K ﹤0.01%
+39,012
460
$863K ﹤0.01%
7,491
-470
461
$860K ﹤0.01%
69,750
-14,040
462
$857K ﹤0.01%
11,937
+8,478
463
$856K ﹤0.01%
+2,935
464
$856K ﹤0.01%
4,015
-219
465
$848K ﹤0.01%
40,537
+10,617
466
$847K ﹤0.01%
+19,335
467
$846K ﹤0.01%
+31,440
468
$845K ﹤0.01%
+82,871
469
$843K ﹤0.01%
47,392
-22,021
470
$843K ﹤0.01%
2,186
-1,755
471
$842K ﹤0.01%
20,641
+5,358
472
$840K ﹤0.01%
107,589
-71,947
473
$839K ﹤0.01%
+14,888
474
$837K ﹤0.01%
+79,216
475
$836K ﹤0.01%
5,614
-4,180