Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$517K ﹤0.01%
21,775
-10,650
452
$514K ﹤0.01%
3,623
-16,737
453
$512K ﹤0.01%
2,815
-278
454
$508K ﹤0.01%
14,272
+6,166
455
$504K ﹤0.01%
+54,393
456
$501K ﹤0.01%
+15,306
457
$500K ﹤0.01%
3,713
-4,587
458
$499K ﹤0.01%
67,444
+42,794
459
$497K ﹤0.01%
1,538
+1,348
460
$493K ﹤0.01%
+13,921
461
$491K ﹤0.01%
+39,978
462
$487K ﹤0.01%
21,358
+10,738
463
$486K ﹤0.01%
46,451
+13,639
464
$485K ﹤0.01%
+43,543
465
$481K ﹤0.01%
33,715
+28,382
466
$481K ﹤0.01%
+16,956
467
$480K ﹤0.01%
36,608
-219,136
468
$479K ﹤0.01%
47,988
+35,105
469
$478K ﹤0.01%
73,131
-62,463
470
$477K ﹤0.01%
+7,406
471
$477K ﹤0.01%
16,155
-66,429
472
$476K ﹤0.01%
11,655
-10,230
473
$476K ﹤0.01%
41,303
-168,097
474
$475K ﹤0.01%
4,151
-446
475
$475K ﹤0.01%
18,733
-196