Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
451
$512K ﹤0.01%
27,929
+21,432
452
$511K ﹤0.01%
+8,490
453
$503K ﹤0.01%
+3,339
454
$502K ﹤0.01%
2,245
-4,532
455
$502K ﹤0.01%
10,869
+8,622
456
$499K ﹤0.01%
6,272
-3,615
457
$499K ﹤0.01%
1,232
+269
458
$498K ﹤0.01%
+3,389
459
$498K ﹤0.01%
5,756
+4,693
460
$496K ﹤0.01%
34,276
+20,336
461
$494K ﹤0.01%
+38,360
462
$494K ﹤0.01%
33,443
+30,837
463
$491K ﹤0.01%
7,327
-2,328
464
$486K ﹤0.01%
6,939
+6,839
465
$486K ﹤0.01%
24,832
-5,167
466
$486K ﹤0.01%
10,024
+3,436
467
$485K ﹤0.01%
+42,851
468
$483K ﹤0.01%
+21,453
469
$477K ﹤0.01%
20,397
-27,263
470
$477K ﹤0.01%
23,430
+22,057
471
$477K ﹤0.01%
38,072
+13,107
472
$474K ﹤0.01%
+11,270
473
$474K ﹤0.01%
36,578
+7,226
474
$473K ﹤0.01%
6,441
+6,347
475
$471K ﹤0.01%
8,240
+5,479