Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$1.06M ﹤0.01%
+10,835
427
$1.06M ﹤0.01%
10,059
+5,516
428
$1.06M ﹤0.01%
+50,376
429
$1.05M ﹤0.01%
15,340
+12,061
430
$1.05M ﹤0.01%
+20,160
431
$1.05M ﹤0.01%
12,818
+12,485
432
$1.05M ﹤0.01%
206,821
-23,046
433
$1.04M ﹤0.01%
14,059
-36,736
434
$1.04M ﹤0.01%
7,052
-1,597
435
$1.04M ﹤0.01%
+24,827
436
$1.04M ﹤0.01%
21,361
-12,955
437
$1.04M ﹤0.01%
11,619
-36,191
438
$1.03M ﹤0.01%
104,606
+86,462
439
$1.03M ﹤0.01%
94,270
-79,348
440
$1.02M ﹤0.01%
9,381
+6,889
441
$1.02M ﹤0.01%
7,392
+5,698
442
$1.01M ﹤0.01%
+12,840
443
$1.01M ﹤0.01%
+18,938
444
$1M ﹤0.01%
+48,294
445
$990K ﹤0.01%
27,005
+23,956
446
$988K ﹤0.01%
172,788
+63,476
447
$987K ﹤0.01%
25,872
+12,596
448
$987K ﹤0.01%
+28,952
449
$981K ﹤0.01%
+93,606
450
$978K ﹤0.01%
21,970
+20,768