Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$1.02M ﹤0.01%
7,944
+3,877
427
$1.02M ﹤0.01%
10,545
+2,112
428
$1.01M ﹤0.01%
+3,722
429
$1.01M ﹤0.01%
+2,121
430
$1.01M ﹤0.01%
61,653
+27,261
431
$1M ﹤0.01%
166,674
-4,184
432
$1M ﹤0.01%
121,267
-59,018
433
$996K ﹤0.01%
12,229
+6,559
434
$983K ﹤0.01%
37,498
+12,893
435
$975K ﹤0.01%
+8,127
436
$974K ﹤0.01%
+14,785
437
$971K ﹤0.01%
+3,452
438
$964K ﹤0.01%
+10,709
439
$963K ﹤0.01%
1,525
-823
440
$960K ﹤0.01%
24,178
+20,464
441
$958K ﹤0.01%
64,340
-72,624
442
$942K ﹤0.01%
30,933
-22,843
443
$941K ﹤0.01%
176,356
-42,895
444
$938K ﹤0.01%
+11,605
445
$935K ﹤0.01%
20,693
+9,931
446
$935K ﹤0.01%
7,568
-7,115
447
$933K ﹤0.01%
21,259
-16,078
448
$931K ﹤0.01%
32,014
-92,938
449
$930K ﹤0.01%
5,128
-10,730
450
$927K ﹤0.01%
32,230
+21,293