Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$1.37M ﹤0.01%
46,980
-32,195
427
$1.37M ﹤0.01%
+303,596
428
$1.36M ﹤0.01%
+13,419
429
$1.36M ﹤0.01%
78,082
+23,317
430
$1.36M ﹤0.01%
+65,113
431
$1.36M ﹤0.01%
412,527
+159,397
432
$1.34M ﹤0.01%
31,843
+30,884
433
$1.34M ﹤0.01%
57,763
+42,331
434
$1.34M ﹤0.01%
17,238
+16,153
435
$1.33M ﹤0.01%
17,270
-6,524
436
$1.33M ﹤0.01%
+26,318
437
$1.33M ﹤0.01%
40,473
+14,484
438
$1.33M ﹤0.01%
8,331
+7,595
439
$1.32M ﹤0.01%
105,096
+24,814
440
$1.32M ﹤0.01%
+75,473
441
$1.31M ﹤0.01%
214,619
-116,055
442
$1.3M ﹤0.01%
61,947
+46,362
443
$1.29M ﹤0.01%
4,755
+4,184
444
$1.29M ﹤0.01%
+51,429
445
$1.29M ﹤0.01%
+4,402
446
$1.28M ﹤0.01%
32,416
+25,324
447
$1.28M ﹤0.01%
+14,725
448
$1.27M ﹤0.01%
+163,298
449
$1.26M ﹤0.01%
+27,842
450
$1.26M ﹤0.01%
69,923
-12,333