Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
426
$1.37M ﹤0.01%
16,716
-144
427
$1.35M ﹤0.01%
22,476
+1,401
428
$1.35M ﹤0.01%
114,282
+45
429
$1.35M ﹤0.01%
30,853
430
$1.34M ﹤0.01%
7,585
+730
431
$1.34M ﹤0.01%
7,835
+7,348
432
$1.34M ﹤0.01%
139,971
+10,954
433
$1.34M ﹤0.01%
68,145
+3,385
434
$1.34M ﹤0.01%
71,940
-6,285
435
$1.33M ﹤0.01%
27,353
+598
436
$1.33M ﹤0.01%
43,273
-9,187
437
$1.32M ﹤0.01%
127,909
-2,802
438
$1.31M ﹤0.01%
103,083
+9,000
439
$1.31M ﹤0.01%
2,829
-100
440
$1.31M ﹤0.01%
7,162
-4,145
441
$1.3M ﹤0.01%
8,075
442
$1.29M ﹤0.01%
79,778
443
$1.29M ﹤0.01%
50,934
+18,864
444
$1.29M ﹤0.01%
99,515
-10,986
445
$1.29M ﹤0.01%
130,107
446
$1.28M ﹤0.01%
65,116
-3,500
447
$1.28M ﹤0.01%
54,056
448
$1.27M ﹤0.01%
22,013
+9,878
449
$1.27M ﹤0.01%
8,410
-204
450
$1.27M ﹤0.01%
128,580
+13,501